A report prepared for the National Institute for Science Education at the University of Wisconsin at Madison. Dr. Roitman is a Professor of Mathematics at the University of Kansas and a member of the EXTEND National Advisory Board.
The documents proclaiming the nation's concern had quasi-official
sponsorship: A Nation At Risk was sponsoredby the National Commission
on Excellence in Education, and Educating Americans for the 21st
Century was sponsored by the National Science Board.
Note that if everything had been going well, no- one would have proposed
national standards. National standards exist because there is a perceived
need to change, and I will slide among the notions of "standards,"
"standards- based reform" and "current reform" acknowledging this
relationship.
Thus our national standards were born in an interesting political situation.
They are not sponsored by a quasi-official body, but by the organization
which represents teachers of K-12 mathematics and researchers in learning
school mathematics. This has obvious advantages (accountability to teachers,
sustaining long-term interest) and obvious disadvantages (difficulty in
involving other interested communities, credibility). While national
standards are not intrinsically connected to outcome-based education, there is
a strong association in the public mind between the two. In reaction to
standards and their various implementations, there are turf battles among
mathematicians, teachers, mathematics educators, parents, and business
leaders--who should have the strongest voice in mathematics education?
There is the classical American conflict over jurisdiction--what authority
should national standards have? state standards? Decisions on education are
ultimately made by local school boards, with states holding financial and
accreditation sticks to keep school boards in line. There are efforts
towards national consequences to local actions, such as national teacher
accreditation, but it is not clear whether these will be meaningful on the
local level. The increasingly ascendant role of business is worth noting.
We were a nation at risk in part because businesses found that our high
school graduates needed serious remedial education. In many discussions of
standards-based reform, the needs of business are cited as justification for
changes in emphasis, e.g., businesses give a higher value to communicating
technical knowledge clearly than to doing arithmetic efficiently and
correctly. The NRC launched state coalitions for mathematics and science
education (which have recently become independent through their own national
organization) to bring business, practitioners (scientists and
mathematicians), teachers, and education researchers together. The agenda
for my state coalition's July 1996 meeting has four reports. One is the
treasurer's report, and the other three are titled "The roles of
postsecondary education in workforce development," "The roles of business in
workforce development," and "The roles of K-12 education in workforce
development." These topics would not have appeared five years ago.
The political context of standards-based reform makes it important to
distinguish among several notions that are often confused: what is actually
written in the various standards documents, what people think is written in
the various standards documents, and how what people think is written in the
various standards documents is actually implemented. Underlying these
notions is the definition of "standard," which I will not attempt. Theoretical beliefs about education
have both philosophical and psychological components, and it is not always
possible to tease them apart. There are ontological and epistemological
considerations. There are issues of political philosophy--is the goal of
education training or learning? training or learning for what purpose?
There are conceptual issues: for example, what are the units of learning--
facts? tasks? cognitive processes? are there any units at all? Most
philosophical/psychological theories have consequences for education; even
logical positivism had an influence in the over-logicization of the New Math.
When William of Ockham defends Platonism against constructivism in the
Journal of Research in Mathematics Education [9], we have a welcome
glimpse of
the theory wars raging beneath the surface. Even a benignly titled article
in the JRME (picked semi-randomly) such as "Mental computation performance
and strategy use of Japanese students in grades 2, 4, 6 and 8" (see [10])
necessarily has implicit theoretical underpinnings.
I see four basic questions in mathematics education. Two of them--what is
mathematics? what does it mean to learn mathematics?--will have different
answers in different theoretical contexts. Consider a simple answer to the
first question (having, of course, its own theoretical ground), that
mathematics is what mathematicians do. This, of course, the answer
I prefer. However, it is not much help, since
mathematicians do so many differents things, since much of the mathematics
useful to those who use mathematics is essentially ignored by mathematicians,
and since towards the boundaries it becomes problematic to decide who is a
mathematician--what about theoretical physics, for example, operations
research, or statistics? Two other basic questions are: what mathematics
should children learn? and how should they learn it? These questions cannot
be answered without reference to the first two questions. But these are the
questions that any set of standards needs to answer. The need to accomodate
different underlying philosophical and psychological theories is, I believe,
what gives the various Standards documents their confusing nature;
this is unavoidable.
I should state here my own theoretical predilections. I tend to like
constructivism, but also distrust rigid adherence to ideology--my
constructivism is radical enough to lead me to distrust intellectual
constructs, including those of constructivism itself. With Bishop Berkeley I
believe there are times when kicking a stone is a good philosophical
argument. With Wittgenstein, I am a great fan of the notion of "use," giving
that word the broadest sense possible, and cannot understand the notion of
"meaning" without it.
Making sense. The first thing that struck me about the current
reform movement years ago was the emphasis on making sense. It is this
emphasis that was lacking in my own school experience, and led to my
perception of mathematics as boring and barren. The movement from
mathematics as received knowledge to mathematics as perceived knowledge is a
basic and necessary move, and can be made within most philosophical
orientations. (It is not, however, compatible with certain fundamentalist
notions of knowledge, with obvious political repercussions.)
Reification. The objects of mathematics are real objects, in a
psychological, not necessarily ontological sense--they feel real, we act as
though they are real. For example, "number sense" is based on reification.
For another example, many young children have not reified the notion of
fraction--for them, 1/2 implicitly carries with it the question "1/2 of
what?" When the concept of "1/2" takes its place in the number system as
just one of many rational numbers, to be thought about and used as we think
about and use all rational numbers, it has been reified. To take a third
example, algebra cannot really be understood unless variables are reified--
"x" is not a placeholder standing in for some unknown number, but an object
in its own right. Reification cannot be forced, but its encouragement is a
major part of the art of teaching mathematics. In many places we find
reification in various guises in the Standards, but there are places
where my emphasis on reification will lead me to disagree with the
Standards.
Making pictures. Quasi-concrete mental imagery is a major
intellectual resource available to mathematicians, and is used in even
the most abstract mathematics. (The late great mathematicial Paul Erdos,
in giving talks on infinite combinatorics, drew almost the same diagrams
every time--a few dots, a few lines, a few circles--which encapsulate
very different meanings in different contexts.) The importance of making
pictures out of the most abstract situations was kept secret from school
mathematics, and one of the great strengths of the current reform effort is
not only its emphasis on imagery and metaphor--usually through the forms of
physical models and diagrams--but its stress that different ways of
picturing a situation should be encouraged. Connected to this is the
encouragement of informal arguments from an early age; the early stages of
mathematical justification are similar to the oral (but not written)
practices of many research mathematicians in their reliance on pictures.
Justification. Learning how to write acceptable mathematical
justifications was the hardest part of my becoming a mathematician--it is a
social process, and different cultures have different standards of logical
robustness. But this is not to say that mathematical justification is
arbitrary--the rules, while more subtle than many of us choose to
acknowledge, evolved for good reasons. Insistence on mathematical
justification at all levels is another great strength of current reform, as
is the recognition that the practical definition of "sufficient
justification" will change with a child's growing mathematical development.
But scattered in the Standards are some notions of justification
that seem counter to established mathematical practice.
Applications. This widely used word does not seem to fully capture
what really happens when mathematics is succesfully used in another area. It
is not that we simply apply a technique over here (from mathematics) to a
situation over there (in real life, or in another field of study, or in
another area of mathematics.) Rather, the process is dual to reification--
abstract situations permeate the situations to which they are being applied.
So, for example, the geometric situation "areas of rectangles" is an instance
of the arithmetic notion of multiplication, and in turn illuminates notions
of probability; trees become instances of fractals; motion and distance
become comprehended through the notions of differentiation and integration;
and certain forms of turbulence are conflated with certain differential
equations. It is a kind of double vision I am after here, in which students
do more than move from one mode of thought to another freely--the different
modes are, rather, different languages for the same phenomena. (Indeed, one
of the great strengths of the Standards docments is their stress on all
senses of the word "applications.")
That mathematics adds powerful systems to our intellectual resources is one of
the main reasons I believe all children should learn serious mathematics.
Disposition. This is a very powerful set of notions, well articulated
in the Standards, which has unaccountably been trivialized by
opponents of reform to the parody of short-attention-span mathematics--all
play and no work. Disposition, rather, is a cluster of intellectual
character traits--thinking for yourself, being skeptical of others' claims,
not believing something until you really understand it, knowing when you
don't understand something, lack of wishful thinking, persevering, learning
from mistakes. (Wishful thinking, the belief that something is true
because it is convenient, is the source of most mathematical error.)
As a kid I was told that mathematics taught logical
thinking (Euclidean geometry) and accuracy (arithmetic). I didn't believe
this and still don't--those tightly defined compartments did not generalize
easily. But standards-based reform seems to have a better chance at teaching
the sort of intellectual integrity and clarity that I believe is inherent
only in mathematics (other disciplines have their own forms of integrity and
clarity, of course, and that is why children need a broad education). This
is other major reason I believe all children should learn serious
mathematics.
This sort of carelessness is perhaps to be expected in
such an accumulation of pages, but it has two important consequences. Some
mathematicians have devoted enormous amounts of time to finding these
glitches, and cannot take the Standards seriously because of them.
Other people, knowing less mathematics, can be misled. I would encourage the
authors of future standards documents to be more careful.
For the bulleted standards: "explore transformations of
geometric figures; represent and solve problems using geometric models" I
wrote "Good." These standards represent a significant increase in
mathematical content over the traditional curriculum.
Besides the quote "Geometry is grasping space... that space in which the
child lives,
breathes, and moves. The space that the child must learn to know, explore,
conquer, in order to live, breathe and move better in it. (Freudenthal 1973,
p. 403)" I wrote "Bull." Does anyone really live, breathe, or move
better because they have learned geometry? This is contextualism at its most
strained.
For the sentence "Discussing ideas, conjecturing, and testing hypotheses
precede the development of more formal summary statements" I wrote "?" What
is a hypotheses if not a formal summary statement?
Three lines later, for the phrase "develop informal arguments," I wrote
"Yes." It is the absence of experience with informal arguments that made
formal arguments so meaningless for so many students (including myself).
For the sentence "Students should learn to use correct vocabulary, including
such common terms as and, or, all, some,
always,never, and if... then" I wrote "Great." The
ability to use these words (= understand these concepts) precisely is one of
the best gifts we can give to children, and essential to any logical clarity
of thought.
But two lines later, when we are advised that words like "dodecahedron" are
important, I wrote "Nah." This seems a hold-over from the "math is
complicated vocabulary" school, in which vocabulary is emphasized and ideas
are not. What is important is that a student at the appropriate level can
describe these solids geometrically.
When it is suggested that the Pythagorean theorem can be discovered "through
explorations, such as the one suggested in figure 12.2" I wrote "Overly
optimistic;" figure 12.2 encapsulates a proof, and a somewhat hard one.
The sentence "Students can make conjectures and explore other figures to
verify their reasoning," gets another "Nah." How can any finite collection
of figures verify reasoning? This is getting the mathematical process
backwards.
One line later, a paragraph recommending dynamic geometry software gets a
"Good," as do the suggested explorations of the relations between perimeter
and area, surface area and volume. For "Which polygons will cover the
plane and which ones will not? Why?" I wrote "Careful." We are walking a
tightrope here between the highly nontrivial (e.g., for convex polygons) and
the trivial (e.g., rectangles and triangles). Where are we supposed to
go?
For the claim that "students can also consider why the square is used as a
unit of area and the cube as a unit of volume," I wrote, "Huh?" What sort
of response is of value here?
For the paragraph on symmetry, I wrote "Do more."
As for the last two sentences, "Experience with geometry at the 5-8 level
should sensitize students to looking at the world around them in a more
meaningful way," this is again contextualism at an extreme. There are better
reasons for studying geometry seriously in middle school.
Several partial conflicts become apparent. On the one hand, there is a
serious strengthening of the level of the subject matter. On the other, the
issues of justification and verification appear in a strange fashion.
Constructivist, contextualist, and traditionalist attitudes all jostle for
space. No matter what the reader's orientation, her reactions will
oscillate as mine did, as things she approves of appear, to be followed by
things she disapproves of.
Technology is neither benign nor malignant, but it is powerful. Furthermore,
like the HIV retrovirus, it is protean; by the time you thoroughly understand
how to use one version of it, you are several technological generations out
of date.
While the Standards contains some good instances of
using technology (along with some bad ones) it does not provide a unified
discussion of sufficient depth of the issues raised by technology, and in
places seems to assume that technology should be used in the classroom simply
because it exists.
The most egregious instance of this is in the Professional Standards
(pp. 82-83) where Pete Wilder "has read that calculators should be
emphasized at the
middle school level [and] has been reluctant to use them. His supervisor,
Tim Jackson, has been urging him to use calculators whenever possible." The
boldface note in the margins reads "The teacher is aware of the need to
incorporate calculators into his teaching but is reluctant to do so."
This is troubling. Is Pete Wilder really aware of a need, or is he aware
that he is supposed to do something without understanding why? I think it
is the latter, and the rest of the vignette (which focuses on specific
activities) does not address this fundamental issue.
There are four basic questions to answer about any use of technology in the
classroom. (With slight changes, these are the four basic questions about
using anything in the classroom --I have modified them from the first four
questions about assessment from p. 4 of the Assessment Standards.)
Meanwhile, the bad press that technology has been given makes it urgent to
communicate what is really known about its effects in the classroom and to
continue such studies. There are subtle methodological issues in any serious
studies in this area, and conclusions can never be as clear-cut as local
school boards would wish, but a serious conversation with the public must be
attempted. In particular, the public deserves to know what is known about
how use of calculators affects children's facility with arithmetic, and how
graphing calculators affect students' abilities to translate algebraic
functions into pictures.
Vanguard attempts to use technology to substantially transform mathematics
education--I am thinking specifically of the work of James Fey's and Kathy
Heid's group in high school algebra, and Ed Dubinsky's group in abstract
algebra, both using computer technology--need to be discussed widely (and
dispassionately) in the mathematics, mathematics education, and school
communities, apart from discussions focused on curriculum adoption.
Finally, we need to understand what support systems are needed to use
technology thoughtfully, and this knowledge needs to be disseminated
widely.
I will also propose benchmark questions for preventing such mistakes.
A classroom visit. The first situation was observed during a
classroom visit I made to a fifth-grade teacher in a small rural community.
She had drawn a complex pattern, reflected it across a line, duplicated it,
and asked the kids to "color the inside."
There was no inside. Towards one edge of the paper the pattern curved
tightly, so it looked like there was an inside, but as the kids moved along
they began to realize that the pattern was opening up and didn't have a
closed boundary. They had no idea what to do, and neither did she--"oh
well, just finish it the way you want," she said.
What was her content goal for this activity? She had none. Her knowledge of
reform was that you did less arithmetic and more... well, more stuff. Her
pattern had symmetry, and symmetry was mathematics, and that was enough for
her.
She had, of course, missed an important opportunity: when does a figure have
an inside? She didn't know enough mathematics to have thought of this, nor
did she understand this was important mathematics when I suggested it to
her as a possible extension.
When I think of the need to communicate clearly what mathematics is under
reform, I think of this well-meaning, dedicated, good-hearted woman (who,
mea culpa, worked with me for three summers--so I cannot claim any
easy answers to the problem she represents.)
When is the use of number in applications an instance of mathematics?
The second example is from an early draft of the Assessment
Standards. I know it is bad form to quote from non-final versions of
documents--and I hasten to add that this example did not make it inot the
final version. But this example is telling because not only
one person but a committee of people thought it was good mathematics.
In this activity, a group of African-Amercian middle-school girls are
reporting on the statistics about minority men, higher education, and prison.
They engage in some very clever guerrilla theater with the class, they make a
cogent sociological point, but mathematically this is as empty an activity
as those fifth-graders trying to color an interior that didn't exist--data
presented without mathematical analysis is not statistics, just as coloring a
bar graph does not make it art. Where were issues of variance? of sampling?
of categories (e.g., a federal prison is not a county jail, and Harvard is
not ITT)? Why weren't the kids pointed towards these questions? If this
really happened, it is another missed opportunity.
Another instance of this sort of problem occurs in the middle grades
communication standard, where kids are asked how many hours they think
teenagers watch TV a day and to compare their answers with the results from
a national magazine. While the discussion goes on to say that "This exercise
encourages students to... discuss appropriate survey techniques" I don't
believe it does. The kids don't have access to information about what the
magazine did, nor do they have the resources to conduct a comparable survey.
Without such access and resources, this too becomes a exercise in social
science, not mathematics, and a superficial one at that.
Too much mathematics; deviation from mathematical practice. The
third activity is from the Assessment Standards, pp. 36-39. In it,
students are
asked to explore, using dynamic geometry software, the following (where P is
a variable interior point of an acute triangle): (a) the sum of the
distances from P to the sides of the triangle; (b) the sum of the distances
from P to the vertices of the triangle, (c) the area of the pedal triangle,
(d) the perimeter of the pedal triangle. They are supposed to make
conjectures, make convincing arguments, support their arguments with data,
and "explain a situation where someone would want to know this information."
They do this after having been led through a similar exploration when the
triangle is equilateral.
This is a very troublesome example. Let me briefly summarize its
problems.
The first problem is that, paradoxically, the situation is too mathematically
rich. With no suggestions of what's worth looking for, how is a student to
find anything? A good student can spend hours looking in the wrong
direction (why not? mathematicians spend decades, even centuries, doing
this) and end up with a collection of aimless observations. Furthermore,
the previous exploration of an equilateral triangle is misleading--the
situation there is not like the general case.
The sequence of steps described--conjecture, make a convincing argument,
support by data--isn't how mathematics works. First look at the data, then
conjecture, then convincingly argue. Only when the problem is intrinsically
finite can data really support a conjecture; this problem is intrinsically
continuous and very far from finite. This notion that data can be used to
justify a conjecture is one place where the Standards greatly deviates
from mathematical practice, and reappears throughout the Standards.
I am, of course, aware that, psychologically, data can be a more
compelling justification than abstract reasoning. But I claim that (1)
this is either because the person is easily convinced or because he or
she is at a developmental stage in which the abstract needs to be
encapsulated in the concrete; and (2) one purpose of teaching mathematics
is to get beyond this stage.
The level is wrong. Even if the student comes up with true conjectures,
what would constitute a convincing argument? I assume the student is
expected to concentrate on minimizing (for (a) and (b)) and maximizing (for
(c)); I don't know what (d) is about. But this is hard mathematics. These
are unexpected results. Their proofs are non-trivial. Helping students
learn this stuff, whether constructively or in straight lecture, takes a lot
of thought from the teacher. Expecting students to do it on their own as
part of assessment is inappropriate.
Expecting teachers to know what this is about is also inappropriate. Few
teachers--few mathematicians, for that matter--will have had a chance to
be familiar with this material. If something like this is suggested for
either curriculum or assessment, the mathematics needs to be clearly
explained.
How to avoid similar examples. These examples
essentially fail because they don't answer at least one of four basic
questions--what is the mathematical point? what is an acceptable
mathematical justification? can we expect kids to do this? have we provided
enough mathematical explanation for teachers? While these questions are
implicit in many standards-based documents, we need to pay more careful
attention to them.
I have no quarrel with anything that is supposed to receive increased
attention. The suggested curriculum is good, authentic mathematics, and the
instructional practices are clearly pointed towards making mathematical sense
of things. Despite claims that standards-based reform means a lowering of
standards, if everything that is supposed to receive increased attention
really does, our current students will in many ways know much more
mathematics by the time they graduate from high school than my generation
did.
My quarrel is, instead, with the pages labelled "Decreased attention." The
deck is rhetorically stacked, so that "decreased" can easily become "no."
Bad words appear, such as "rote," "isolated," "routine," "by type,"--
everyone knows these are bad words--and by association everything on these
pages becomes suspect. But in fact this material is a mixed bag.
Let me deal with each level separately. To make this section easier to
follow, I will put in italics the notions that are slated to receive reduced
attention.
K-4. Personally, I never want to see anyone use key words
ever again; this practice is indefensible. Estimation should have context;
rounding is seldom useful. Division facts are really
multiplication facts and should not be treated in an isolated fashion. But I
do think there are times when worksheets and written practice
are helpful, and when kids need to focus on paper-and-pencil
computations. There are times when you do have to tell the class
something (e.g., about pi). (There are good activities for motivating
the hypothesis that, over all circles, perimeter divided by diameter is
constant. But is this hypothesis true? And exactly which number is this
constant? That is that has to be told.)
Often in mathematics--almost always in
arithmetic--there really is only one answer, although there may be
many ways of getting there, and sometimes there really is a best
method. I like long division for two reasons: it is an early and
well-motivated example of a complicated algorithm, and it lays important
groundwork for algebra, both in the obvious sense of division of
polynomials, and in the more subtle sense that understanding it contributes
to a general mathematical sophistication. For similar reasons, I want kids
to do paper-and-pencil computation with fractions. If early
attention to reading, writing, and ordering numbers symbolically is done
in context, as in whole language, then what could be wrong with it?
5-8. Manipulation of symbols is terribly important, as a
skill in its own right, in order to do other interesting work, and as a step
in the reification of symbols. Algorithms, formulas, vocabulary, facts and
relationships need to be remembered, and for most of us that means
consciously memorizing them. Some questions really do have only
yes, no, or a number as responses. Here is a very important one at a
more advanced level: what's e^i(pi)? The answer (-1) is a profound piece
of mathematics.
9-12. About a quarter of what is listed here to be de-emphasized
strikes me as very important. Under algebra, simplification of radical
(and other) expressions, factoring, and operations with rational
expressions are instances of algebraic manipulations which are themselves
necessary steps in the reification necessary to understand algebra--being
able to freely manipulate algebraic expressions is cognitively similar to
number sense, and I am disturbed that it seems to be absent on the "Increased
attention" side. Geometry from a synthetic viewpoint is important,
and can be done by the increased attention given to the development of short
sequences of theorems and to deductive arguments. Two-column proofs
should not only get decreased attention but be eliminated. I agree that
analytic geometry and functions should not be isolated, but should be
integrated with the rest of the curriculum.
As for Euclidean geometry as
a complete axiomatic system, yes, it should appear only as a piece of
history, but my reason for this is somewhat maverick--if it is presented in
a way that can be absorbed by 9th or 10th graders, then some things have to
be fudged (which astute students will notice), and you end up with so many
axioms that enquiring minds will wonder why you bothered in the first place.
Applications of trigonometric sum, difference, double-angle, and
half-angle identities to specific examples is important: the mere
fact that these identities exist is remarkable, and students should have some
immersion in them. There is nothing wrong with using formulas to model
real-world problems--that is the essence of mathematical modelling. And
expressing function equations in standardized forms is an important
conceptual step in turning algebra into geometry (it even shows up on page
101 of the Professional Standards).
What's going on. The motivation of these lists is clear and even
commendable. In general the thrust is to get away from rote exercises--I am
not the only adult who has no fond memories of page after page of
trigonometric identities, and the cartoon "Hell's library" (in which every
book is labelled "Word problems") has been widely distributed; someone must
find it funny. But just because something can be taught, and often was
taught, by rote methods does not mean it is bad in itself. Much that is
essentially good, even fundamental (such as algebraic manipulation) is being
tarred with the brush of the bad. As long as there is no distinction
between what should really be thrown out and what needs to be taught
differently, important school mathematics will be in danger of disappearing
from school curricula, either at the district or at the individual classroom
level. Many mathematicians and parents, even teachers, are convinced that
this has already happened. I am not so sure, but I am worried.
Why is such a problem important? After all, anyone not a calculation
prodigy, unlucky enough to face such a problem in real life, would use a
calculator.
But this is irrelevant. To compute 0.31 x 0.588
by hand requires either a deep understanding of place value or sophisticated
skill in symbol manipulation or both, and that is what this problem is
really about. Would I have children work sheet after sheet of such problems?
No, not even without time pressure. But would I have them work a few
problems like this in small groups, reporting to the class how they solved
them, and then work a few on their own to make sure they understand what's
going on? Absolutely. As part of the standards relating to fractions,
decimals, and arithmetic, I would expect all children in the class be able to
do problems like this--not necessarily quickly, but correctly--throughout
their lives.
Nearly everything that I would rescue from the "Decreased attention" charts
has similar justifications, and can be handled in similar ways.
I have only three quarrels with this
material, all at the 9-12 level. Two quarrels are that symbolic
manipulation isn't appreciated sufficiently, and that perhaps more
mathematics is proposed than can realistically be achieved. Should kids
planning on college really "prove elementary theorems within various
mathematical structures, such as groups and fields," "represent finite
graphs using matrices," "solve problems using linear programming and
difference equations," and "interpret probability distribusions including
binomial, uniform, normal, and chi square?" Almost none of this is beyond
the capabilities of motivated high school students (I'm not so sure about
the groups and fields), but all of it? Along with everything else?
The third quarrel is with the words "verify" and "validation" which appear
many times in the 9-12 standards. I'm not sure what they mean, and what is
expected of students when they are used.
The Standards documents are themselves fairly balanced on
applications--real-world applications are no more (and, I hasten to add, no
less) standards-based than theoretical mathematics. That the momentum
towards applications- based curricula is done in the name of standards-based
reform is unfortunate.
There is one crucial place in the Curriculum and Evaluation
Standards that can give rise to this misapprehension, the discussion
of why "the educational system of the industrial age does not meet the
economic needs of today" (pp. 3-4). Three of the four new social goals
serve business needs: the need for mathematically literate workers;
lifelong learning (which is connected with "changes in technology and
employment patterns" and not learning for its own sake), and equity (which
"has become an economic necessity"; maybe that is what it takes to finally
gain what should be a right). The next section goes on to establish
"learning to value mathematics" as the first new goal for students.
Perhaps we have something very close to a political contradiction
here--can we simultaneously serve the needs of Boeing and create a society
of, say, Thomas and Thomasina Jeffersons?
For a beautiful example of an applied problem that involves very deep
mathematics, see "Lightning Strikes Again!" from Measuring Up in which
4th graders have an opportunity to move from simple arithmetic calculations
to working out the intersection of two circles.
For a beautiful example of serious and difficult mathematics motivated by a
simple-sounding application, see the airport problem in Connected
Geometry.
But occasionally a more dogmatic attitude creeps in which is disturbing.
For example, on page 142 of the Professional Standards, Rich says that
he was "really reluctant to use that activity because it didn't seem like
exploration. It made me feel that I would be directing the students toward a
single result..." But there are many times when directing students towards a
single result is exactly what is called for. Furthermore, just because
students are going to inevitably find the same result doesn't mean it isn't
exploration. And, finally, sometimes exploration isn't called for.
Where the constructivist bent is seen most clearly is in the Professional
Standards, where most of the vignettes are about teachers becoming more
constructivist in their methodology. This is understandable. Even now, many
teachers have few sources of information on constructivist methodology, and
there was a clear need for such information in 1991.
It should be noted that the key issue in many of these vignettes is how to
guide exploration and discussion. Contrary to parodies of constructivism,
children are not left to their own devices, nor do they work exclusively in
small groups.
But assessment is another place where what the Standards say is not
what they are perceived as saying. Somehow there is a perception that
standards-based assessment is inherently trivial; does not allow for
arithmetic calculation or algebraic manipulation by hand; invites
subjective judgement; and is designed to make all children look good.
I believe that these misperceptions have several roots. One is a key-word
approach, in which certain terms (e.g., "open-ended," "equity") are given
different meanings than they have in context. The other is a not
unreasonable concern that something which seems difficult (e.g., creating a
robust rubric for a problem with complex or multiple solutions) may not be
possible. The third is a philosophical position (which neither I nor the
writers of the Standards share) that there is something called
objective assessment which can be used to categorize students and place them
in appropriate educational programs. (One sign of this philosophical
difference is that the Standards say very little about assigning
grades, while several of the critics of reform do not speak about
assessment but about grading systems.)
This last desire--to put kids in the appropriate classes--has roots in
real, even poignant, situations. (As a formerly precocious child, and as
the mother of a child with learning disabilities, I have too much
familiarity with both ends of this particular spectrum.) Correct placement
is indeed very difficult, as is teaching outliers. Perhaps this is one
issue that is not sufficiently addressed.
There is one very important issue in the Assessment Standards which
is handled somewhat cavalierly, and that is the issue of time. Having begun
to use some alternative assessments myself, sparingly, and with only two
classess of about 25 students each a semester, I can tell you how time-
consuming this is. I can't imagine my son's junior high school teachers--7
classes a day , about 30 students in each--doing it on a regular basis. As
with the plethora of interesting ideas for curriculum at the 9-12 level,
this seems too much to expect.
I am puzzled, however, by the comment on p. 139 that "Since the spirit and
content of the coursework described above can be very different from
traditional courses, every effort should be made to develop new courses
that reflect these differences."
Except for the call for manipulatives in probability and
statistics (which would be good for all students) I don't really see much if
any difference between what is recommended for teachers and what we teach in
our regular courses. There is a danger that an entirely different track for
future high school teachers would be perceived as lower level than the
regular mathematics track, and I know from experience that in courses created
for teachers there is often pressure from the students to be relevant to
exactly what they will teach This can get pretty strange--our pre-service
students regularly complain about having to learn transformational geometry,
even when we assure them that they will be teaching it themselves. They
didn't learn it themselves in high school, why should they believe us? I
suggest that a mix of courses within the mathematics department, some with a
pre-service emphasis, others for all mathematics and mathematics education
majors, may be the best solution.
So I naturally welcome the emphasis in the Standards on equity (even
with the corporate sponsorship on page 4 of the Curriculum and Evaluation
Standards).
I have, however, a major concern about equity. This is concern about the
essentialist view, which seems to have its attractions in education
- women think like this, African American men think like that--and is
closely connected to cultural stereotyping. We need to guard very carefully
against essentialism, even as we recognize that, yes, our society is made up
of different cultures, these cultures have different rules, and when rules
collide there are problems. The desire for easy answers here is what makes
essentialism attractive, but there are no easy answers.
Concern for equity has given rise to one of the most emotional critiques of
standards-based reform, the claim that it hurts disadvantaged, especially
minority, kids. The charge is that trivial curricula and overly easy
assessments give the impression that these kids are learning, when in fact
they are not. In this view, the various standards about equity are viewed as
hypocritically creating demands for false entitlements ("I have a right to
pass algebra," and not "I have a right to learn algebra"). These charges
have, as far as I know, not been directed at the national standards, but at
the California Framework. Those making them are quite sincere, and are
armed with stories of parents and teachers begging the schools to deviate
from the Framework and teach their children substantive mathematics.
My only comment here is that most of these groups were not seriously
consulted, so no matter how laudable the recommendations, they are
necessarily moot.
The debate has been muddied, however, by confusing Standards documents with
other reform documents, with various interpretations of reform, and with
classroom practices justified in the name of reform. The extremism of much
of the rhetoric that attacks or justifies reform is a serious problem. What
we have learned from studies in mathematics education needs to be
communicated to the general public as clearly as possible, especially on such
contentious issues as constructivist pedagogy, technology, and assessment.
As a mathematician, I have focused on the Standards documents,
knowing that they are only a part of the picture. And as a mathematician I
like to end papers with questions. I will end this one with two, whose
answers need a very different expertise than I can bring to the table: how
are standards actually implemented? and what over-all systemic changes have
been/should be made so that the standards movement can succeed?
Acknowledgements.
I would like thank the Systemic Reform Team of the National Institute on
Science Education for commissioning this paper. I would also like to thank a
few of the many people whose conversations with me over the years have helped
clarify my thinking on these issues: Susan Addington, Dick Askey, Hy Bass,
Becky Corwin, Al Cuoco, Jan Dicker, Joan Ferrini-Mundy, Charlotte Keith,
Billie Manderick, and Linda Ware.
Last Update: April 17, 1997
1. Why do we have national standards?
In the early 1980's the popular perception arose that American education was
in serious trouble. In international comparisons our students ranked low.
In mathematics, the problem that captured the nation's imagination (quoted
extensively in the national media) was the bus problem. Here is one version:
121 students are going on a trip, a school bus can hold 23 students, how many
buses do the students need? A disturbingly large number of students would
answer "5 and 6/23", or even (rounding down) "5." Our kids could
calculate, but they couldn't make sense.
2. Politics
In 1986, the National Council of Teachers of Mathematics
began the process of writing national standards for
mathematics education. These standards appeared in three volumes:
Curriculum and Evaluation Standards (1989), Professional
Standards (1991), and Assessment Standards (1995); the latter
somewhat supersedes the evaluation standards of the first volume. At the
same time many states were rewriting their state guidelines. The California
Framework (which appeared just before the NCTM Standards) has
generated the most noise, but is not untypical: many if not
most states in their mathematics guidelines were heavily influenced by the
NCTM Standards, and many if not most states formulated their
guidelines under the strong influence of outcomes-based education.
3. Theory
Carefully reading through the various Standards volumes, I oscillated
wildly among enthusiastic approval, confusion, and strong disagreement. For
a long time I found this puzzling, until the chance e-mail receipt of a paper
on cognitive psychology focused my attention on underlying assumptions. The
choices for underlying assumptions in education are many, they are often
contradictory, and they are often unstated, especially in documents not meant
for specialists in education research.
4. Doing mathematics
I came to mathematics somewhat late; the first real calculus course I took
was after graduating from college. I came to mathematics late because,
even in an honors track in an academically demanding high school, school
mathematics did not seem interesting. This gives me a predilection to
side with education reform. Because I came to mathematics late, I am perhaps
more aware of what I went through in internalizing mathematics (or, if you
prefer, becoming acculturated) than most mathematicians. Gratifyingly, what
I think of as the necessary processes of and attitudes towards mathematics,
not just for mathematicians but for anyone who can be said to have a basic
mathematical education, are richly reflected in the Standards. Let me
state them here, with two caveats. Caveat 1: the language is generally mine
and not necessarily the language of the Standards. Caveat 2: this is
my own personal list, and makes no claims to being exhaustive.
II. Specifics
The context being set, we are ready to discuss specific issues.
1. A problem
Although I am generally pleased by the major directions of the
Standards, it is undeniable that the Standards documents are
peppered with statements which are mathematically questionable. Generally
these are not anything as simple as a straightforward mathematical mistake.
Their best description is as something no-one who really knew the mathematics
would say--extremely difficult (even unsolved) mathematical problems may be
suggested for exploration in a way that indicates that students should be
able to solve them, or complex mathematical situations may be presented as if
they were simple.
2. Theory applied
Let me pick one series of the oscillations referred to in section I.3 to
demonstrate the theoretical tensions I see in the Standards, and how I
respond to them. Here are my reactions to parts of standard 12, geometry,
grades 5-8.
3. Technology
What should be done with technology? This is a serious question that has not
been sufficiently addressed in the Standards, perhaps because when the
Curriculum and Evaluation Standards went to press, so little had been
done with or was known about technology. But technology has been seized upon
by opponents of standards-based reform, who are trumpeting in the popular
media what they believe to be the failures of its use as evidence of the
failure of reform. So any serious discussion of technology in the classroom
will need to be reflected in the popular media as well--no easy task.
These questions are benchmarks for
using technology. They should be widely known, and examples of both good
and bad uses of technology, explicitly referring to these questions, should
be widely distributed.
4. Three good examples of bad things.
In the name of tradition a lot of bad things happen in our schools, so it
should be no surprise that in the name of reform some bad things have
happened. I will present in this section three situations in the name of
reform mathematics education which I find both problematic and typical of the
mistakes that can happen under reform. One situation was observed. The
other two are from reform documents, hence possibly hypothetical.
5. Stacking the deck.
In the Curriculum and Evaluation Standards, before the individual
standards are explicated for the different levels (K-4, 5-8, 9-12) there is a
summary chart consisting of facing pages, one labelled "Increased attention,"
and one labelled "Decreased attention."
6. 0.31 x 0.588
Let me focus on a particular problem to which "instructional time should not
be devoted" (Standards, p. 96) as an example of the importance of
mathematics which the
Standards either de- emphasizes or throws out, and how such material
can and should be incorporated in standards-based reform. This is the paper-
and-pencil computation of 0.31 x 0.588
7. Content.
If the summary charts in the Curriculum and Evaluation Standards are
radical and might raise fears of a diluted curriculum, the actual boldface
lists of topics defining each standards are both conservative and ambitious--
there are even two tracks in 9-12, for college-intending and others. Topics
slated for decreased attention in the summaries indeed appear (e.g.,
synthetic geometry), so we know in some cases that "decreased attention"
does not mean "no attention". Reasoning ranges from informal to very formal
indeed (including axiomatic systems and mathematical induction). Even
infinite series is in there.
8. Applications.
While the Curriculum and Evaluation Standards reminds us that "not
all problems require a real-world setting," (p. 77) there is a strong
impetus in current reform (based in contextualist theory) to try to root
classroom mathematics in real-world problems, especially in middle schools
which attempt integrated curricula.9. Pedagogy.
Here, as with applications, the Standards do not say what they are
charged--by both supporters and detractors--with saying. They do not say
that all mathematics learning should take place through activities in small
heterogeneous groups in which students develop all of the ideas, with the
teacher acting only as a moderator. Yes, there is a constructivist
orientation in the Standards, but nowhere is it exclusive, and the
Curriculum and Evaluation Standards reminds us continually that all
forms of instruction are useful--although this is contradicted somewhat
by the bias on the "Decreased Attention" pages.
10. Assessment.
As a mathematician, I am not used to thinking comprehensively about
assessment, and I learned a lot from reading the Assessment Standards.
The basic notions in this document seem unassailable, and I was especially
pleased to see the emphasis on performance assessment, and citations of
assessments from other countries.
11. Teacher Preparation
I could pick some nits, but basically the Professional Standards
outlines a solid mathematical background for mathematics teachers, which is
most welcome.
12. Equity.
Racial equity is a serious issue for this society, which faces the great
contradiction of a national rhetoric steeped in equity and historical roots
steeped beyond inequity in genocide and enslavement. As for women, in no
society have we had an easy time of it. 13. Support
The final topic I wish to discuss is the last section of the
Professional Standards, the section entitled "Responbilities." This
sets forth the responsibilities of policymakers in government, business, and
industry, the responsibilities of schools, the responsibilities of colleges
and universities, and the responsibilities of professional organizations.
III. Summary and Conclusion
The ambiguity of the notion of "standards," coupled with the (never quite
explicit) clash of theoretical positions would make any standards document
impossible to agree with completely. Within these constraints, the NCTM
Standards generally stresses what is mathematically important and is
to be applauded for seriously attempting to create a culture of doing
mathematics in the classroom. I have some disagreement with content
emphasis (symbolic manipulation, difficult arithmetic, algorithms) and method
(some of the notions related to proof and justification); other
mathematicians will have other complaints. There are places where the
documents could be written better--more carefully, less ambiguously, or with
less bias. But the over-all framework is a good one, especially if it
continues to be revised, and especially if those in charge of the revision
process listen seriously to mathematicians, educators, and teachers with
diverse viewpoints.
References
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